Task 3

Task 3 - Define the role of the key individual in terms of the FAIS Act. Qualifying Criteria 3 - Explain the implications for a Representative should a key individual no longer meet the good standing, honesty and integrity requirements.

Task 3 - Define the role of the key individual in terms of the FAIS Act. Qualifying Criteria 2 - Describe the regulated management and oversight responsibilities of a key individual.

Task 3 - Define the role of the key individual in terms of the FAIS Act. Qualifying Criteria 1 - Describe the roles and responsibilities of key individuals as defined in the FAIS Act.