Task 1

Task 1 - Demonstrate understanding of FAIS Act as a regulatory framework. Qualifying Criteria 4 - Describe the role and function of a Compliance Officer.

Task 1 - Demonstrate understanding of FAIS Act as a regulatory framework. Qualifying Criteria 3 - Apply knowledge of the financial products within the financial services environment.

Task 1 - Demonstrate understanding of FAIS Act as a regulatory framework. Qualifying Criteria 2 - Provide an overview of the financial services and different types of financial products a representative can deal with.

Task 1 - Demonstrate understanding of FAIS Act as a regulatory framework. Qualifying Criteria 1 - Describe the FAIS Act and subordinate legislation.

Task 1 - Demonstrate understanding of FAIS Act as a regulatory framework. Qualifying Criteria 1 - Describe the FAIS Act and subordinate legislation.

Task 1 - Demonstrate understanding of FAIS Act as a regulatory framework. Qualifying Criteria 2 - Provide an overview of the financial services and different types of financial products a representative can deal with.